Office of Investigations » Investigative Reports

20102009

• 2010 Investigative Reports
  • Mar 31, 2010 
    Investigation of the SEC's Response to Concerns Regarding Robert Allen Stanford's Alleged Ponzi Scheme (PDF), OIG-526
  • Feb. 26, 2010
    Failure to Timely Investigate Allegations of Financial Fraud (PDF), OIG-505
• 2009 Investigative Reports
  • November 19, 2009
    Allegations of Retaliatory Conduct by Division of Enforcement Staff (PDF), OIG-487
  • November 6, 2009
    Allegations of Misconduct by Current and Former SEC Officials at the Boston Regional Office (PDF), PI 09-38
  • September 30, 2009
    Allegations of Improper Disclosures and Assurances Given (PDF), OIG-502
  • August 31, 2009
    Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme (PDF), OIG-509
  • List of Exhibits to Report of Investigation (DOC), OIG-509
  • Exhibits to Report of Investigation (HTML), OIG-509
  • June 19, 2009
    Investigation of Fort Worth Regional Office's Conduct of the Stanford Investigation (PDF), OIG-516