SEC-OIG.gov Updates: Office of Inspector General Reports The latest reports from the Securities and Exchange Commission's Office of Inspector General. http://www.sec-oig.gov/ en-us Mon, 25 July 2011 2:40:40 -0400 Tues, 8 May 2012 9:40:40 -0400 FeedForAll v2.0 (2.0.2.9) http://www.feedforall.com Review of the SEC’s Continuity of Operations Program http://www.sec-oig.gov/Reports/AuditsInspections/2012/502.pdf Tues, 8 May 2012 9:40:40 -0400 SEC's Use of Justifications and Approvals in Sole-Source Contracting http://www.sec-oig.gov/Reports/AuditsInspections/2012/507.pdf Thur, 29 Mar 2012 16:15:40 -0400 SEC's Controls Over Government Furnished Equipment and Contractor Acquired Property http://www.sec-oig.gov/Reports/AuditsInspections/2012/503.pdf Thur, 29 Mar 2012 16:15:40 -0400 Assessment of SEC's System and Network Logs http://www.sec-oig.gov/Reports/AuditsInspections/2012/500.pdf Tue, 20 Mar 2012 12:45:40 -0400 2011 Annual FISMA Executive Summary Report http://www.sec-oig.gov/Reports/AuditsInspections/2012/501.pdf Tue, 7 Feb 2012 16:25:40 -0400 Follow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rulemakings http://www.sec-oig.gov/Reports/AuditsInspections/2012/499.pdf Fri, 27 Jan 2012 17:55:40 -0400 2011 Semiannual Report to Congress http://www.sec-oig.gov/Reports/Semiannual/2011/SAR_fall_2011_FINAL.pdf Wed, 30 Nov 2011 15:51:40 -0400 Destruction of Records Related to Matters Under Inquiry and Incomplete Statements to the National Archives and Records Administration Regarding that Destruction by the Division of Enforcement, OIG-567 http://www.sec.gov/foia/docs/oig-567.pdf Mon, 14 Nov 2011 9:31:40 -0400 Allegations of Enforcement Staff Misconduct in Insider Trading Investigation, OIG-511 http://www.sec.gov/foia/docs/oig-511.pdf Tue, 11 Oct 2011 15:51:40 -0400 Assessment of the Office of Investor Education and Advocacy’s Functions, Report No.498 http://www.sec-oig.gov/Reports/AuditsInspections/2011/498.pdf Tue, 4 Oct 2011 11:43:40 -0400 Excessive Payment of Living Expenses in Contravention of OPM Guidance for a Headquarters Senior Official, OIG-561 http://www.sec.gov/foia/docs/oig-561.pdf Thur, 29 Sep 2011 12:54:40 -0400 Review of Alternative Work Arrangements, Overtime Compensation, and COOP-Related Activities at the SEC, Report No.491 http://www.sec-oig.gov/Reports/AuditsInspections/2011/491.pdf Thur, 29 Sep 2011 12:27:40 -0400 Inspector General’s Testimony before the Federal Financial Management, Government Information, Federal Services, and International Security Subcommittee of the U.S. Senate Committee on Homeland Security and Government Affairs http://www.sec-oig.gov/Testimony/Kotzwrittentestimony_92211.pdf Thur, 22 Sep 2011 1:15:40 -0400 Investigation of Conflict of Interest Arising from Former General Counsel’s Participation in Madoff-Related Matters, OIG-560 http://www.sec.gov/foia/docs/oig-560.pdf Tue, 20 Sep 2011 4:30:40 -0400 Assessment of SEC’s Continuous Monitoring Program, Report No. 497 http://www.sec-oig.gov/Reports/AuditsInspections/2011/497.pdf Thur, 11 Aug 2011 8:30:40 -0400 Inspector General’s Testimony before the Federal Financial Management, Government Information, Federal Services, and International Security Subcommittee of the U.S. Senate Committee on Homeland Security and Government Affairs http://www.sec-oig.gov/Testimony/KotzWrittenTestimonyBeforeSenateSubcommitteeonFederalFinMangtGovInfoFedServcsandIntnlSecurity8_4_11.pdf Tue, 9 Aug 2011 9:33:40 -0400 Audit of SEC’s Employee Recognition Program and Recruitment, Relocation, and Retention Incentives, Report No. 492 http://www.sec-oig.gov/Reports/AuditsInspections/2011/492.pdf Wed, 2 Aug 2011 9:32:40 -0400 Annual Report of the Council of Inspectors General on Financial Oversight, July 2011 http://www.sec-oig.gov/Reports/Other/CIGFO_ Annual_Report_July_2011.pdf Wed, 27 Jul 2011 8:50:40 -0400 Review of SEC Contracts for Inclusion of Language Addressing Privacy Act Requirements, Report No. 496 http://www.sec-oig.gov/Reports/AuditsInspections/2011/496.pdf Mon, 25 Jul 2011 3:09:40 -0400 Oversight of and Compliance with Conditions and Representations Related to Exemptive Orders and No-Action Letters, Report No. 482 http://www.sec-oig.gov/Reports/AuditsInspections/2011/482.pdf Thur, 30 Jun 2011 09:28:40 -0400 Inspector General’s Testimony before the Subcommittee on Economic Development, Public Buildings and Emergency Management, U.S. House of Representatives http://www.sec-oig.gov/Testimony/KotzTestimonyBeforeHouseEconomicDevelopmentSubcommittee_6.16.11.pdf Wed, 22 Jun 2011 12:13:40 -0400 Establishment of the Office of Minority and Women Inclusion http://www.sec-oig.gov/Reports/AuditsInspections/2011/Report_6_15_11.pdf Wed, 22 Jun 2011 11:55:40 -0400 Report of Review of Economic Analysis Performed by the Securities and Exchange Commission in Connection with Dodd-Frank Act Rulemakings http://www.sec-oig.gov/Reports/AuditsInspections/2011/Report_6_13_11.pdf Thur, 16 Jun 2011 08:35:40 -0400 Improper Actions Relating to the Leasing of Office Space, OIG-553 http://www.sec.gov/foia/docs/oig-553.pdf Wed, 25 May 2011 1:03:40 -0400 Inspector General’s Testimony before the Subcommittee on Oversight and Investigations, Committee on Financial Services, U.S. House of Representatives, May 13, 2011 http://www.sec-oig.gov/Testimony/House Oversight and Investigations written testimony 5 13 11 (FINAL).pdf Mon, 23 May 2011 08:57:40 -0400 The SEC’s Implementation of and Compliance with Homeland Security Presidential Directive 12, Report No.481 http://www.sec-oig.gov/Reports/AuditsInspections/2011/481.pdf Fri, 01 Apr 2011 11:03:40 -0400 SEC’s Oversight of the Securities Investor Protection Corporation’s Activities, Report No.495 http://www.sec-oig.gov/Reports/AuditsInspections/2011/495.pdf Thur, 31 Mar 2011 11:45:40 -0400 OCIE Regional Offices’ Referrals to Enforcement, Report No. 493 http://www.sec-oig.gov/Reports/AuditsInspections/2011/493.pdf Wed, 30 Mar 2011 15:45:40 -0400 Audit of the SEC Budget Execution Cycle, Report No. 488 http://www.sec-oig.gov/Reports/AuditsInspections/2011/488.pdf Wed, 30 Mar 2011 14:14:40 -0400 DOJ Press Release Announcing Indictment Based on False Applications to Federal Agencies, Including the SEC http://www.justice.gov/opa/pr/2011/March/11-crm-341.html F056937F-61B0-4EFC-A22F-3E06FE7914C9 Thu, 17 Mar 2011 14:00:40 -0400 2010 Annual FISMA Executive Summary Report, Report No. 489 http://www.sec-oig.gov/Reports/AuditsInspections/2011/489.pdf 3249AA0B-6B9E-4B79-B4E0-240466540AF8 Wed, 9 Mar 2011 13:54:43 -0500 Inspector General’s Testimony before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives http://www.sec-oig.gov/Testimony/Kotz%202%2010%2011%20written%20testimony%20House%20Appropriations%20Subcommittee%20on%20Finance.pdf 8EAD94C7-5145-425A-9300-E5FE98970BD6 Thu, 10 Feb 2011 16:58:12 -0500 Investigation of the Failure of the SEC's Los Angeles Regional Office to Uncover Fraud in Westridge Capital Management Notwithstanding Investment Adviser Examination Conducted in 2005 and Inappropriate Conduct on the Part of Senior Los Angeles Official http://www.sec.gov/foia/docs/oig-533.pdf 3E732DB9-6EC9-4BAA-BBE5-6070BBC941E4 Tue, 8 Feb 2011 14:24:32 -0500 Review of Select Time-and-Materials and Labor-Hour Contracts (PDF) http://www.sec-oig.gov/Reports/AuditsInspections/2010/487-Final.pdf 6FBD055D-67DE-4757-9495-61561927B9FA Thu, 23 Dec 2010 10:41:52 -0500 Investigation of the Circumstances Surrounding the SEC’s Proposed Settlements with Bank of America, Including a Review of the Court’s Rejection of the SEC’s First Proposed Settlement and an Analysis of the Impact of Bank of America’s Status as a TARP Recipient. http://www.sec.gov/foia/docs/oig-522.pdf 15C64097-B2C1-4F89-9E6F-FDD81F5094B7 Wed, 1 Dec 2010 10:40:58 -0500 2010 Semiannual Report to Congress April 1, 2010 through September 30, 2010 http://www.sec-oig.gov/Reports/Semiannual/2010/semifall10.pdf 3196925D-FBAD-4892-A127-4590149DA224 Mon, 24 Jan 2011 10:40:26 -0500 DOJ Press Release Announcing Indictment Based on False Applications to Federal Agencies, Including the SEC http://www.sec.gov/foia/docs/oig-534.pdf EAD2F3EC-4CE2-49E9-B3E7-4B155EF777A4 Thu, 30 Sep 2010 10:39:35 -0500 Real Property Leasing Procurement Process (PDF) http://www.sec-oig.gov/Reports/AuditsInspections/2010/484.pdf B17A57B5-3C9B-4689-B30C-CADC9C4A0890 Thu, 30 Sep 2010 10:38:02 -0500 Review of PRISM Automated Procurement System Support Contracts (PDF) http://www.sec-oig.gov/Reports/AuditsInspections/2010/486.pdf 19F7B80A-4EBF-40B2-978C-9B253D46C72B Thu, 30 Sep 2010 10:36:53 -0500